How to Report a Yacht Broker for Misconduct

Where to file a complaint — state by state, plus federal channels and the Bahamas. Free and plain-English.

Free consumer guide · Updated June 2026 · General information, not legal advice

If a yacht or boat broker lied to you, mishandled your deposit, or took your money, you have places to turn — but where you file depends on the state. Here's the part most people don't know: only Florida and California license yacht brokers. Everywhere else, there's no broker board — your channel is the state Attorney General plus the federal and industry options below. This guide walks you through all of it.

Reality check before you start: a regulator or the FTC can investigate, fine, or pull a license, but they generally can't get your money back. To actually recover funds you usually need small-claims court, a maritime attorney, or a settlement. File the complaints below to build the record and the pressure — and, for a real loss, talk to an attorney in parallel.

1. What counts as broker misconduct

These are the things a regulator, an Attorney General, or a court will actually act on:

  • Acting as a broker — or listing/advertising boats for others — without the required license (in Florida or California, where a license is mandatory).
  • Mishandling escrow or trust funds: commingling your deposit with personal/business money, or not holding it in a proper escrow account.
  • Refusing to return a refundable deposit you're owed, or "losing" deposit money.
  • Misrepresenting the boat: false claims about condition, hours, year, equipment, ownership, liens, or survey results.
  • Deceptive or false advertising of a boat or its price.
  • Fraud or theft: taking payment and disappearing, advance-fee scams, money by false pretense.
  • Forged or fraudulent title/documents, or unauthorized transfer of a documented vessel (title-washing).
  • Wire/escrow scams: steering you to wire a deposit to a fake or spoofed escrow account.
Not misconduct (usually): a plain disagreement over a commission or a contract term, with no deception or escrow violation, is normally a civil matter — small-claims or court — not something a regulator will resolve.

2. Build your case first

Before you file anything, gather these — a complete file is what makes a complaint stick:

  • The listing/brokerage agreement and the signed purchase & sale contract.
  • Proof of every deposit or payment — wire confirmations, bank statements, receipts, cancelled checks — with exact dates and amounts.
  • All escrow/trust-account records and any wiring instructions you were given.
  • The full communication trail: emails, texts, DMs, voicemails, call logs.
  • Screenshots of the original advertisement (price, description, photos, claims).
  • The broker's and brokerage's full legal name, address, phone, website, and license number if known.
  • Any marine survey or inspection reports.
  • The vessel's details: name, Hull Identification Number (HIN), and USCG official number if documented.
  • A short written timeline of what happened, in order, with dates — and save the confirmation number from every complaint you file.

3. Florida & California — the two licensing states

If your broker was licensed in (or operating in) Florida or California, file directly with the state regulator that issued the license. They can investigate, fine, and suspend or revoke the license. Verify the broker's license first so you can name them and cite their number.

🟠 Florida — DBPR, Yacht & Ship Broker's Section

Department of Business and Professional Regulation · Division of Florida Condominiums, Timeshares & Mobile Homes · Yacht and Ship Brokers' Act, Ch. 326, Fla. Stat.

Handles: unlicensed activity, escrow/trust-account violations, misrepresentation, fraud, and dishonest conduct by Florida yacht brokers. Not private commission/contract disputes.

  1. Verify the broker's license in the DBPR licensee search, so you can cite their name and license number.
  2. Open the DBPR "File a Complaint" page and file online, or download and mail the printable Yacht & Ship complaint form.
  3. Attach everything — agreement, escrow/deposit records, ads, emails, receipts.
  4. Mail option: DBPR, Attn: FCTMH's Yacht and Ship Brokers' Section, 2601 Blair Stone Road, Tallahassee, FL 32399-1030. You may file anonymously.
File a complaint ↗ Verify a license ↗ 📞 850-487-2987 (Yacht & Ship Section)

🔵 California — Division of Boating and Waterways (DBW)

A division of California State Parks · Yacht and Ship Brokers Act, Harbors & Navigation Code §§ 700–754

Handles: unlicensed activity, trust/escrow mishandling, missing required written agreements/disclosures, and misrepresentation by California yacht brokers. Jurisdiction is defined by H&N Code § 701 — check it fits, and use the CA Attorney General (below) for fraud outside DBW's reach.

  1. Verify the license in the DBW broker/salesperson directory.
  2. Download and complete the Yacht and Ship Licensee Complaint Form (DPR559); it must be signed (a digital signature emailed in is fine).
  3. Email it to Yachtandshipenforce@parks.ca.gov, or mail to: DBW, Yacht & Ship, FL 12, P.O. Box 942896, Sacramento, CA 94296. You can request to stay anonymous.
File a complaint ↗ Verify a license ↗ 📞 (916) 902-8792 · CA AG hotline 1-800-952-5225

4. Every other state — your Attorney General

Outside Florida and California, no state licenses yacht brokers, so there's no board to discipline one. Your channel is your state Attorney General's consumer-protection division (a separate consumer agency in a few states), alleging deceptive or unfair trade practices — no broker license required for them to act. They typically mediate and build enforcement patterns; they usually won't recover money for one person, so pair this with the federal channels below. File where the broker operates, or where you live.

Texas
File a complaint ↗1-800-621-0508
New York
File a complaint ↗1-800-771-7755
Michigan
File a complaint ↗877-765-8388
Minnesota
File a complaint ↗1-800-657-3787
Wisconsin (DATCP)
File a complaint ↗1-800-422-7128
North Carolina
File a complaint ↗1-877-566-7226
South Carolina (SCDCA)
File a complaint ↗1-800-922-1594
Washington
File a complaint ↗1-800-551-4636
Maryland
File a complaint ↗1-888-743-0023
New Jersey
File a complaint ↗1-800-242-5846
Georgia
File a complaint ↗1-800-869-1123
Massachusetts
File a complaint ↗617-727-8400
Virginia
File a complaint ↗1-800-552-9963
Ohio
File a complaint ↗1-800-282-0515
Louisiana
File a complaint ↗1-800-351-4889
Alabama
File a complaint ↗1-800-392-5658
Tennessee
File a complaint ↗615-741-4737
Missouri
File a complaint ↗1-800-392-8222
Don't see your state? Every state has one. Search "[your state] attorney general consumer complaint" and use the official .gov page. A few offices only take complaints involving an in-state resident or business.

5. Federal & industry channels (any state)

Because most states have no broker regulator, these do the heavy lifting everywhere else. Use them in addition to a state channel.

Federal Trade Commission — ReportFraud.ftc.gov

Handles: scams and deceptive practices, from any state. Feeds the Consumer Sentinel database law enforcement uses to spot patterns. Won't resolve your individual dispute or recover money.

Report fraud ↗📞 1-877-382-4357

FBI Internet Crime Complaint Center (IC3)

Handles: wire fraud and online scams — the right channel specifically when money was wired (fake or spoofed escrow instructions). Report fast; it can sometimes help freeze funds.

  1. File at ic3.gov as soon as possible — include the bank names, account numbers, wire dates, and recipient details, and the amount lost.
  2. Also immediately call your own bank to request a wire recall. IC3 has no phone intake — it's online only; keep your complaint number.
File at IC3 ↗Online only · also call your bank + local FBI field office

U.S. Coast Guard — National Vessel Documentation Center (NVDC)

Handles: fraud in a documented vessel's federal title record — forged bills of sale, unauthorized transfer, title-washing. Order an Abstract of Title to see true ownership and liens.

Watch the address: the only real center is on a .mil site. Lookalike .com/.us/.org "documentation services" are private upsells, not the government.
USCG NVDC ↗📞 1-800-799-8362 · nvdc.w.webmaster@uscg.mil

International Yacht Brokers Association (IYBA) — ethics/grievance

Handles: Code-of-Ethics violations only if the broker is an IYBA member. Big limits: it's built mainly for member-vs-member disputes, a consumer's complaint is heard at the committee's discretion, and IYBA cannot revoke a state license or order a refund. If the broker isn't a member, IYBA has no role at all — check the member directory first.

Check membership ↗📞 954-522-9270 (confirm intake; no public online form)

Better Business Bureau (BBB)

Handles: informal mediation — BBB forwards your complaint to the business, seeks a voluntary response, and posts it on the business's profile. It can't fine or compel anything, and won't take matters already in litigation. No anonymous complaints.

File with BBB ↗Routed to your local BBB

⚖️ Small-claims court or a maritime attorney — the route that can get money back

Handles: the only path that can order a refund or rescind a deal — recovering a deposit, damages for misrepresentation/breach, or challenging a title/lien. Agencies build pressure; a court (or settlement) compels repayment.

For smaller losses, file in your state's small-claims court (no lawyer needed; dollar limits vary by state). For a high-value yacht, title/lien fraud, or escrow/cross-border issues, hire a maritime/admiralty attorney — and act before your state's statute of limitations runs out.

6. The Bahamas

The Bahamas does not license or regulate yacht brokers — there's no broker board and no agency that polices broker conduct. So there's no single regulator to report to. Use these instead. (If any part of the deal touched a U.S. bank, escrow, Florida, or California, the U.S. channels above may also apply.)

Consumer Affairs Department

Handles: unfair or deceptive treatment of a consumer who bought in The Bahamas — misrepresentation, refusal to honour terms, deposit/refund disputes. It mediates/enforces consumer rights; it can't de-license a broker (no such licence exists). High-value yacht-sale contract disputes may fall outside everyday consumer protection.

  1. Gather all paperwork (agreement, receipts, deposit proof, listing, messages, photos).
  2. Download the "General Complaint Form" from consumeraffairs.gov.bs, complete it, and email with documents to consumeraffairsunit@bahamas.gov.bs. No fee.
Consumer Affairs ↗📞 (242) 604-9002

Royal Bahamas Police Force — Financial Crimes branch

Handles: actual crime — a stolen/misappropriated deposit, money by false pretense, forged title/documents, advance-fee scams, a broker who takes payment and disappears. Use this when it's theft/fraud, not just a contract dispute.

Call the RBPF general line, ask to file a fraud report / be referred to the Financial Crimes Investigation Branch in Nassau, give a written statement in person with all evidence, and get the report reference number.

RBPF ↗📞 (242) 322-4444 · emergency 911 / 919

Hire a Bahamian attorney — civil claim

Handles: the realistic way to actually recover money or rescind a deal — breach of contract, return of deposit, misrepresentation, or fraud. An attorney can send a demand letter and, if needed, sue in the Magistrate's Court (smaller sums) or the Supreme Court of The Bahamas. For a high-value dispute this is usually the avenue with real teeth.

Bahamas Bar Association ↗📞 (242) 393-3220

🚫 Not the Bahamas Maritime Authority (BMA)

Listed only so you don't waste time: the BMA registers Bahamian-flagged vessels and handles flag-state safety. It does not handle yacht sales, broker conduct, deposits, or buyer/seller disputes. Use Consumer Affairs, the RBPF Financial Crimes branch, or a Bahamian attorney instead.

7. Frequently asked questions

Which states actually license yacht brokers?

Only Florida (DBPR) and California (Division of Boating and Waterways). Every other state has no yacht-broker regulator, so you go through the state Attorney General's consumer-protection division.

Will filing a complaint get my money back?

Usually not on its own. Regulators, the FTC, FBI IC3, and the BBB investigate, discipline, or mediate — they generally can't order a refund. To recover money you typically need small-claims court, a maritime attorney, or a settlement. File the complaints to build the record, and pursue the money in parallel.

The broker took my deposit and vanished — what first?

If you wired money, file with the FBI IC3 immediately and call your bank to request a wire recall. Then file with the state regulator (FL/CA) or your Attorney General, and the FTC. For the money itself, talk to a maritime attorney or small-claims court.

Is a commission dispute "misconduct"?

Generally no. A disagreement over a commission or a contract term, with no deception or escrow violation, is a civil matter — small-claims or court — not something a regulator will take.

Can I file anonymously?

Often yes — Florida DBPR and the FTC accept anonymous reports, and California DBW lets you request anonymity. The BBB does not take anonymous complaints. Note that complaints can be public records in some states.

The surest way to avoid a bad broker? Skip the broker.

YachtBazar is by-owner only — buy and sell direct, with no broker, no agent, and no commission.

Important: This guide is general consumer information, not legal advice, and YachtBazar is not a law firm, a government agency, or a regulator. Agency names, web addresses, phone numbers, procedures, and statutes change and vary by situation — always confirm the current details on the agency's own official website before you file, and make sure you're on the genuine government site (for example, the only real U.S. Coast Guard documentation center is on a .mil address). Filing a complaint does not by itself recover your money or guarantee an outcome — most of these bodies investigate patterns or mediate voluntarily and cannot order a refund. Only a court or a negotiated settlement can compel repayment, and legal claims are subject to deadlines (statutes of limitations) that differ by state and claim type. For a high-value yacht, a disputed title or lien, escrow/wire fraud, or a cross-border transaction, consult a licensed attorney (ideally a maritime/admiralty attorney) in the relevant jurisdiction. Nothing here creates an attorney-client relationship.